Regulatory Hub

All disclosures, investor rights, grievance processes, and compliance information as required by SEBI for Registered Investment Advisers.

01

Investor Charter

SEBI has mandated all Registered Investment Advisers to publish an Investor Charter outlining the rights and obligations of investors. This charter reflects our commitment to serving your best interests.

Your Rights as an Investor
  • Receive honest, unbiased investment advice free of commission conflicts
  • Get a written Investment Policy Statement (IPS) documenting your goals and risk profile
  • Receive all fees and charges in writing before engagement
  • Access all disclosures about our business, conflicts, and qualifications
  • Terminate our agreement at any time with written notice
  • Lodge complaints with SEBI SCORES if unresolved by us
  • Participate in Online Dispute Resolution (ODR) via SmartODR
  • Receive regular portfolio reports and performance reviews
  • Have your personal and financial data treated with strict confidentiality
Your Obligations as an Investor
  • Provide accurate and complete information about your financial situation
  • Disclose all existing investments, liabilities, and insurance policies
  • Inform us promptly of any changes in financial circumstances or goals
  • Complete and update your KYC (Know Your Customer) documentation
  • Read all offer documents and investment disclosures before investing
  • Understand that investments are subject to market risks
  • Not share login credentials or sensitive financial information electronically
  • Exercise independent judgement; advice does not guarantee returns
  • Report grievances through official SEBI channels if unresolved

Investor Charter — Annexure A

Full SEBI-mandated Investor Charter (PDF). Opens in a new tab — you can view or download it.
02

Grievance Redressal Process

We take every complaint seriously. Our internal process aims to resolve all grievances within 30 days. If you remain unsatisfied, SEBI provides official escalation channels.

01

Contact Inertia Directly

Write to us at anshul.khare@equities4wealth.com with a clear description of your complaint. Include your client ID, the nature of grievance, and supporting documents if any.

Send complaint email Expected resolution: 7–15 business days
02

Escalate to SEBI SCORES

If you do not receive a response within 30 days, or are unsatisfied with our resolution, you may file a complaint on SEBI's Centralized Grievance Redressal System (SCORES). Mention our registration number INA000018090.

File on SEBI SCORES SEBI resolution target: 30 calendar days
03

Online Dispute Resolution (ODR)

SEBI's SmartODR platform provides online conciliation and arbitration for investor–intermediary disputes at no cost to the investor.

Access SmartODR
04

SEBI Regional Office

You may also contact the SEBI regional office directly. SEBI Bhavan, BKC, Bandra (E), Mumbai — 400 051. Email: sebi@sebi.gov.in

SEBI Official Website

Investor Grievance Redressal Policy

Full investor grievance redressal policy (PDF). Opens in a new tab — you can view or download it.
03

Accessibility Grievance Redressal

In compliance with the SEBI circular, Inertia Equities For Wealth has established a dedicated grievance redressal mechanism to address accessibility-related complaints from persons with disabilities (PwDs).

Dedicated Channels

Process

  • All accessibility-related grievances will be acknowledged within 2 working days.
  • Resolution/response will be provided within 15 working days.
  • Complex issues requiring longer timelines will be communicated clearly to the complainant.

Escalation Matrix

Grievance Redressal Process for Persons with Disabilities

Full PwD grievance redressal process (PDF). Opens in a new tab — you can view or download it.
04

Complaints Data

Display of complaints status by Investment Advisers (IAs), as required under the SEBI Master Circular for Investment Advisers. Figures are updated by the 7th of the succeeding month.

Data for the month ending – August 2026

Sr. No. Received From Pending at the end of Last Month Received Resolved* Total Pending# Pending Complaints > 3 months Average Resolution Time^ (in days)
1 Directly from Investors 0 0 0 0 0 NA
2 SEBI (SCORES) 0 0 0 0 0 NA
3 Other Sources (if any) 0 0 0 0 0 NA
Grand Total 0 0 0 0 0 NA

Number of complaints received during month against the IA due to impersonation by some other entity: 0

  • * Inclusive of complaints of previous months resolved in the current month.
  • # Inclusive of complaints pending as on the last day of the month.
  • ^ Average Resolution Time is the sum total of time taken to resolve each complaint in days in the current month divided by total number of complaints resolved in the current month.

Trend of Monthly disposal of complaints

Last 12 months

Sr. No. Month Carried forward from previous month Received Resolved* Pending#
1August 20260000
2July 20260000
3June 20260000
4May 20260000
5April 20260000
6March 20260000
7February 20260000
8January 20260000
9December 20250000
10November 20250000
11October 20250000
12September 20250000
  • * Inclusive of complaints of previous months resolved in the current month.
  • # Inclusive of complaints pending as on the last day of the month.

Trend of Annual Disposal of Complaints

Sr. No. Year Carried Forward from Previous Year Received Resolved* Pending#
12026–20270000
22025–20260000
32024–20250000
42023–20240000
  • * Inclusive of complaints of previous months resolved in the current month.
  • # Inclusive of complaints pending as on the last day of the month.
05

Disclosure Document

In accordance with SEBI (Investment Advisers) Regulations 2013, Regulation 14 & 19, we maintain a Disclosure Document that provides detailed information about our business, qualifications, services, fees, and conflicts of interest.

Inertia Disclosure Document (Form ADV)

Qualifications · Business · Services · Fees · Conflicts · Disciplinary History — PDF (approx. 2–4 MB, emailed on request), updated FY2024–25. Email us to receive a copy.

Compliance Audit Report FY2024–25

Annual compliance audit report as required under SEBI (IA) Regulations 2013 — PDF. Opens in a new tab — you can view or download it.

Compliance Audit Report FY2023–24

Annual compliance audit report as required under SEBI (IA) Regulations 2013 — PDF. Opens in a new tab — you can view or download it.
06

Risk Profiling Process

Risk assessment is a prerequisite for any investment advice under SEBI (IA) Regulations. Our process is systematic, documented, and revisited annually or on significant life changes.

  • Financial Data Collection

    We collect comprehensive information about your income, expenses, existing assets, liabilities, insurance coverage, tax bracket, and financial dependants.

  • Standardised Questionnaire

    You complete a SEBI-aligned risk profiling questionnaire assessing your risk capacity (ability to absorb losses) and risk tolerance (psychological comfort with volatility).

  • Risk Profile Documentation

    Based on inputs, we classify your profile as Conservative, Moderate-Conservative, Moderate, Moderate-Aggressive, or Aggressive. The classification is documented in writing and shared with you.

  • Investment Policy Statement (IPS)

    Your goals, risk profile, investment horizon, and constraints are codified in a written IPS — the governing document for all investment decisions made on your behalf.

  • Annual Review & Update

    Risk profiles are reviewed annually and immediately upon significant life events (retirement, marriage, inheritance, job change, etc.) to ensure advice remains appropriate.

07

Fee Structure

All fees are charged directly by clients and are not linked to any product commissions or brokerage. No hidden charges, no trail commissions. Fees are documented in the client agreement prior to service commencement. SEBI has capped AUM-based advisory fees at 2.5% per annum.

Service Fee Structure Indicative Fee Billing Frequency
Investment Advisory (AUM-based) % of Assets Under Advisory Up to 2.5% p.a. Quarterly
Investment Advisory (Fixed Retainer) Fixed annual fee ₹1,00,000 – ₹12,25,000 p.a. Annual / Quarterly
Comprehensive Portfolio Analysis One-time project fee ₹25,000 – ₹75,000 On engagement
Financial Planning (Holistic) Fixed plan fee ₹40,000 – ₹1,50,000 On delivery
30-Minute Discovery Call No charge Free One-time
  Per SEBI (IA) Regulations 2013 (as amended), AUM-based advisory fees are capped at 2.5% p.a. of assets under advisory, and fixed retainer fees are within SEBI-permitted limits (up to ₹12.25 lakh p.a.). Indicative fees shown above are for reference only; actual fees are agreed in writing before engagement.
08

SEBI Registration Details

Inertia (operating as Inertia Equities For Wealth) is a SEBI Registered Investment Adviser. Registration details are publicly verifiable on the SEBI website.

Entity Name Inertia Equities For Wealth
SEBI Registration Number INA000018090
Type of Registration Individual (Investment Adviser)
BSE IA registration BSE2007 — Anshul Khare, Proprietor, Inertia Equities For Wealth
Date of Registration 2017
NISM Certification NISM Series-X-A & X-B (Investment Adviser)
Principal Officer Anshul Khare (IIM Indore, Gold Medalist)
Registered Address S No.227,228,229, Bldg E4, F No. 403, Rohan Mithilla, PUNE, MAHARASHTRA, 411014
Office Address Office no 507, Datta Mandir Chowk, Skymax mall, Konark Nagar, Clover Park, Viman Nagar, Pune, Maharashtra 411014
Contact Email anshul.khare@equities4wealth.com
Contact Phone +91 95187 30374

You may verify our registration at sebi.gov.in/intermediaries by searching for registration number INA000018090.